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Selling away
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171	CITY OF GALENA, ILLINOIS Application for Tobacco Dealer’s License § [removed]LICENSE REQUIRED. It shall be unlawful to sell or offer for sale at retail, to give away, deliver or to keep with the intention of selling at Add to Reading List Source URL: www.cityofgalena.org Language: English - Date: 2014-03-27 15:02:42 Pharmacology Biochemistry Galena Illinois Tobacco Neurochemistry
172	Contract Requirements For Retail Homes Sales That Occur Away From Place Of Business a) the buyer’s name and address b) the seller’s name, business address, telephone number and where applicable, fax number c) The sal Add to Reading List Source URL: www.servicealberta.gov.ab.ca Language: English - Date: 2014-09-09 03:41:15 Private law Contract Futures contract Consumer Protection (Distance Selling) Regulations Consumer Protection Act. (CPA) South Africa Contract law Law Legal documents
173	National Examination Risk Alert By the Office of Compliance Inspections and Examinations in cooperation with the Financial Industry Regulatory Authority 1 In this Alert: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-06 17:53:57 Financial Industry Regulatory Authority Business U.S. Securities and Exchange Commission Securities Exchange Act Registered representative Citigroup Selling away United States securities law Economy of the United States Financial regulation
174	Annual Compliance Meeting On-Demand Overview and Course Segments POWER THE FIRM’S ANNUAL COMPLIANCE MEETING WITH TIMELY, RELEVANT COURSES RegEd Solution RegEd’s Annual Compliance Meeting On-Demand (ACMOD) solution is Add to Reading List Source URL: www.reged.com Language: English - Date: 2014-07-16 11:06:08 Business Financial Industry Regulatory Authority Selling away Financial adviser Registered representative Registered Investment Advisor United States securities law Finance Financial economics
175	Law Offices of LES GREENBERG[removed]Farragut Drive Culver City, California[removed]Tele. & Fax[removed]E-Mail: [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-04-26 16:11:20 Arbitral tribunal Arbitration Arbitration in the United States Selling away Law Financial Industry Regulatory Authority United States securities law
176	Contract Requirements For Retail Homes Sales That Occur Away From Place Of Business a) the buyer’s name and address b) the seller’s name, business address, telephone number and where applicable, fax number c) The sal Add to Reading List Source URL: www.servicealberta.ca Language: English - Date: 2014-09-02 03:42:39 Private law Contract Futures contract Consumer Protection (Distance Selling) Regulations Consumer Protection Act. (CPA) South Africa Contract law Law Legal documents
177	March 15, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-15 12:16:56 Finance Self-regulatory organization Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Securities research Trade Reporting And Compliance Engine NASDAQ Selling away United States securities law Financial economics Financial system
178	Comment Letter on s7-40-04 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-10 11:33:13 Financial system Financial regulation Registered representative Securities regulation in the United States Registered Investment Advisor Joel Seligman Financial Industry Regulatory Authority Selling away United States securities law U.S. Securities and Exchange Commission Financial economics
179	Bill George Encino, CA September 5, 2008 Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-09 12:27:39 Soft dollar Money Financial adviser Merrill Lynch U.S. Securities and Exchange Commission Investment banking Brokerage firm Discount brokerage Selling away Finance Business Financial economics
180	CCOutreach National Seminar November 14, 2006 Common Examination Areas: Documents and Information Examiners Request and How Advisers Can Use This Information to Enhance Their Compliance Programs ∗ An examination genera Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-11-14 08:06:21 Investment Financial services Soft dollar Hedge fund Brokerage firm Security Short U.S. Securities and Exchange Commission Selling away Financial economics Finance Business

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